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Securities Exchange Act
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271	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. CFORM 10 - K (Mark One) Add to Reading List Source URL: www.itex.com Language: English - Date: 2016-08-11 18:01:53 United States securities law Auditing Regulation S-K Amazon.com Securities Exchange Act
272	Microsoft Word - PressRelease2010Pricing.DOC Add to Reading List Source URL: www.landrysinc.com Language: English - Date: 2011-02-18 09:57:44 73rd United States Congress U.S. Securities and Exchange Commission SEC filings Securities Act Securities Exchange Act Securities regulation in the United States Security Short Form 10-K Saltgrass Steak House
273	Microsoft Word - Confidential_Holding_20091110_CFEA.docx Add to Reading List Source URL: centerforpbbefr.rutgers.edu Language: English - Date: 2009-11-12 20:43:45 SEC filings Form 13F Schedule 13D Form D Hedge fund Goldman Sachs Schedule 13G U.S. Securities and Exchange Commission Mutual fund EDGAR Securities Exchange Act Warren Buffett
274	CORPORATE SERVICES Cayman Islands Stock Exchange A Guide to Listing Cayman Islands Stock Exchange - a guide to listing Add to Reading List Source URL: www.careygroup.eu Language: English - Date: 2015-10-20 12:08:34 U.S. Securities and Exchange Commission Financial markets Stock market 73rd United States Congress Cayman Islands Stock Exchange Economy of the Cayman Islands Security Securities Act Listing Rules Regulation A Issuer Securities market
275	Ill1C financialllltlrkcts April 21, 2010 Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.imc.ch Language: English - Date: 2014-10-28 10:49:22 Financial markets IMC Financial Markets Dark liquidity Algorithmic trading High-frequency trading Exchange-traded fund Securities Exchange Act Market liquidity Order Proprietary trading Market data Electronic communication network
276	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:11:07 73rd United States Congress U.S. Securities and Exchange Commission Corporate crime Securities Exchange Act Securities regulation in the United States SEC filings
277	October 2015 I Volume 19 I Issue 10 Wall Street Lawyer SEC/SRO UPDATE: FCPA ENFORCEMENT REMAINS A Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2015-11-24 11:20:34 Corporate crime U.S. Securities and Exchange Commission Insider trading Foreign Corrupt Practices Act DoddFrank Wall Street Reform and Consumer Protection Act
278	[Translation] RULING NoPDG-0102 Authorization granted to Bourse de Montréal Inc. to carry on business as an exchange in Québec under section 170 of the Securities Act (R.S.Q., c. V-1.1) and Recognition of Bourse Add to Reading List Source URL: reg.m-x.ca Language: English - Date: 2008-10-01 16:58:38 Autorit des marchs financiers Montreal Exchange TMX Group
279	Federal Register / Vol. 78, NoFriday, September 20, Notices 2013–92 and should be submitted on or before October 11, 2013. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:36 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Arbitral tribunal
280	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:32:41 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund U.S. Securities and Exchange Commission Broker-dealer Investment Advisers Act Futures contract Financial adviser Securities Exchange Act

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